Pleasanton Wealth LLC is an investment adviser registered with the State of California Department of Financial Protection and Innovation. Registration does not imply a certain level of skill or training. Advisory services are offered only to clients or prospective clients where Pleasanton Wealth and its representatives are properly registered or exempt from registration, and only under a written advisory agreement. Pleasanton Wealth LLC and Charles Schwab & Co., Inc. (“Schwab”), member SIPC, are separate and unaffiliated entities; independent investment advisers are not owned by, affiliated with or supervised by Schwab. Schwab provides custody and brokerage services for Pleasanton Wealth advisory accounts; 401(k) plan assets are held by each plan’s own custodian and recordkeeper. Because Pleasanton Wealth deducts advisory fees directly from client accounts, it is deemed to have custody of those accounts under California rules; see Form ADV Part 2A, Item 15. All investing involves risk, including loss of principal. Asset allocation and diversification do not ensure a profit or protect against loss. Hypothetical examples are for illustration only and do not represent actual client results. The information on this website is general and educational and is not individualized investment, tax or legal advice. Retirement plan limits, tax rates, tax credits and CalSavers rules are based on sources believed reliable as of 2026 and are subject to change. Pleasanton Wealth is not affiliated with or endorsed by CalSavers or the State of California. Pleasanton Wealth does not provide tax or legal advice; consult a qualified professional regarding your situation. CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute. CFP® is a certification mark owned by Certified Financial Planner Board of Standards, Inc.; the firm’s founder does not hold the CFP® certification. A copy of the firm’s Form ADV Part 2 brochure is available on request or at the SEC’s Investment Adviser Public Disclosure website, adviserinfo.sec.gov (search CRD #299123).
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